Alspaugh Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$55,850,000
Total clients
79
16% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
40
Average account size
$706,962
About
Alspaugh Wealth Management serves individual clients (including high‑net‑worth households) and retirement plans, providing discretionary asset management, financial planning, and ERISA 3(21) plan advisory services. The firm also supports client‑directed accounts and co‑advisor/sub‑advisor arrangements to implement model portfolios.
The firm builds client‑specific investment programs using an Investment Policy Statement and a mix of fundamental, technical, charting, and cyclical analysis across long‑ and short‑term horizons, with discretionary portfolio authority and at‑least‑monthly internal reviews. Clients receive periodic performance reporting (at least quarterly) and the firm supports plan sponsors with participant education and group enrollment meetings.
Distinctive features disclosed in the brochure include an insurance affiliation — the firm’s principal is a licensed insurance agent and the firm offers insurance products (including annuities) while disclosing the related conflicts of interest — and a documented co‑advisor/sub‑advisor fee sharing and incentive arrangement with Gradient Investments. The firm also emphasizes periodic written communications and annual ADV updates alongside fee‑sharing arrangements with third‑party managers, practices that are less common among similarly supported firms.
Client services
Expertise
Fee options
Fixed fees for financial planning up to $20,000, negotiable
$50,000 - $500,000: 1.70% annually $500,001 - $1,000,000: 1.40% annually $1,000,001 - $2,000,000: 1.20% annually $2,000,001 - $3,000,000: 1.00% annually $3,000,001 - $4,000,000: 0.85% annually $4,000,001 - $7,000,000: 0.75% annually $7,000,000 - $10,000,000: 0.65% annually Over $10,000,001+: 0.50% annually
Account minimum: $50,000 Minimum fee: $300 annual fee for Client Directed Accounts (CDA), billed quarterly
Main office location
Alspaugh Wealth Management
1923 North Kingshighway, Suite 4
Cape Girardeau MO 63701, United States
Number of offices
2
Most active in
Illinois · Louisiana · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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