Advisor at Alspaugh Wealth Management
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Firm
Alspaugh Wealth Management
Location
Cape Girardeau, MO 63701
Credentials
Series 66
Industry experience
24 years
Brock Alspaugh is a financial advisor at Alspaugh Wealth Management with 24 years of industry experience. He holds a Series 66 designation and has worked at his current firm since 2013. His prior experience includes roles at Taylor Capital Management and ownership in Unique Baby, a non-investment business. Alspaugh Wealth Management provides discretionary asset management and financial planning for individual and high-net-worth clients, as well as ERISA 3(21) fiduciary services to retirement plan sponsors. The firm combines multiple analytical methods in portfolio management and supports client-directed accounts, often working with third-party money managers.
Based on Alspaugh Wealth Management
Based on Alspaugh Wealth Management
Fixed fees for financial planning up to $20,000, negotiable
$50,000 - $500,000: 1.70% annually $500,001 - $1,000,000: 1.40% annually $1,000,001 - $2,000,000: 1.20% annually $2,000,001 - $3,000,000: 1.00% annually $3,000,001 - $4,000,000: 0.85% annually $4,000,001 - $7,000,000: 0.75% annually $7,000,000 - $10,000,000: 0.65% annually Over $10,000,001+: 0.50% annually
Account minimum: $50,000 Minimum fee: $300 annual fee for Client Directed Accounts (CDA), billed quarterly
1923 North Kingshighway, Suite 4
Cape Girardeau, MO 63701
Illinois · Louisiana · Missouri · Texas
Alspaugh Wealth Management, LLC
2013 - Present (13 years)
Taylor Capital Management Inc.
2013 - 2018 (5 years)
SEMO Asphalt Shingle Recycling, LLC
2011 - 2017 (6 years)
Unique Baby, LLC
2010 - Present (16 years)
Innovative Insurance Consultants, LLC
2008 - Present (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Cape Girardeau, MO
Strategic Investment Advisors, Ltd.
Series 65
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Alspaugh Wealth Management
Series 63, Series 65
Cape Girardeau, MO
Tactive Advisors, LLC
CFP®, Series 63, Series 65
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Nbc Securities, Inc.
Series 63, Series 65
Cape Girardeau, MO
VOYA Financial Advisors, Inc.
Series 66
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Sanctuary Advisors, LLC
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