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Wellington Shields & Co., LLC

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Total assets under management

$470,890,341

More info

Total clients

514

29% high-net worth

Total advisors

15

of 25 employees

Firm size

Multi Team

Average clients per advisor

34

Average account size

$916,129

Client services

Portfolio management

Fee options

Percentage

$0+: 0.20% up to 1.50% per annum (Equity and Balanced Portfolios) $0+: 0.20% up to 0.75% per annum (Fixed Income Portfolios) $0 - $100,000: 1.00% (P.G. Group) $100,001 - $500,000: 0.75% (P.G. Group) $500,001 - $1,000,000: 0.50% (P.G. Group) $1,000,001+: 0.25% (P.G. Group)

Commissions

Advisory Brokerage Group accounts charged on commission basis trade-by-trade; commissions separate from advisory fees.

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Main office location

Wellington Shields & Co., LLC

60 Broad St., 39 Th Floor

New York NY 10004, United States

Number of offices

3

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 212-320-2000

Advisors at this firm

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Alexander C

CFA®, Series 66

New York, NY

Wellington Shields & Co., LLC
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Ellen P

Series 63, Series 65

Shelburne Falls, MA

Wellington Shields & Co., LLC
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Mark P

Series 66

New York, NY

Wellington Shields & Co., LLC
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Joseph B

Series 66

New York, NY

Wellington Shields & Co., LLC
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Patricia P

Series 63

Thomasville, GA

Wellington Shields & Co., LLC
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William H

Series 66

New York, NY

Wellington Shields & Co., LLC
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Robert O

Series 63, Series 66

Thomasville, GA

Wellington Shields & Co., LLC
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Scott P

Series 66

Hawley, MA

Wellington Shields & Co., LLC
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Deborah G

Series 63, Series 65

New York, NY

Wellington Shields & Co., LLC
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Noel K

Series 63

New York, NY

Wellington Shields & Co., LLC
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Guy U

Series 63, Series 65

Cornwall Bridge, CT

Wellington Shields & Co., LLC
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Stephen P

Series 63

New York, NY

Wellington Shields & Co., LLC
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Mark S

Series 63, Series 65

Chatham, MA

Wellington Shields & Co., LLC
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Philip W

Series 63, Series 65

New York, NY

Wellington Shields & Co., LLC
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William M

Series 66

New York, NY

Wellington Shields & Co., LLC
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