T
Treger & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$89,546,097
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
55
33% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
55
Average account size
$1,628,111
About
The firm provides discretionary portfolio management and written financial planning primarily to individual and high‑net‑worth clients, including estate and trust accounts. It also addresses retirement‑account rollovers and acknowledges its fiduciary obligations under the DOL's PTE 2020‑02 when advising on such matters.
Investment advice is tailored through a written Investment Plan and implemented on a discretionary basis, using fundamental analysis and a mix of long‑ and short‑term purchase strategies. The firm emphasizes mutual funds and exchange‑traded funds while also advising on other securities, including equities, corporate debt securities, and commercial paper as appropriate, and conducts periodic account reviews with an annual client meeting offered.
Distinctive features include managing roughly $89.5 million across about 55 client relationships as a solo practitioner and delivering written financial plans only to clients who engage for portfolio management. The brochure also discloses services and investment types that are commonly relevant to business or retirement‑plan needs and notes routine use of an institutional custodian platform for trade execution and reporting—operational points prospective clients may wish to consider.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Cash flow / budgeting
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: 0.75% annually
Account minimum: $1,000,000 Minimum fee: $10,000 per year minimum fee, provided it does not exceed maximum fee.
Most active in
Treger & Associates has reported serving >5 clients in these states in the last 12 months.
Colorado · Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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