Neil Treger
Advisor at Treger & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Treger & Associates
Location
Lexington, VA
Credentials
Series 63, Series 66
Industry experience
23 years
About
Neil Treger is the principal of Treger & Associates in Lexington, VA, holding Series 63 and Series 66 licenses with 23 years of industry experience. He has led Treger & Associates since 2002 and concurrently serves at the Virginia Military Institute. Treger & Associates provides discretionary portfolio management and written financial planning primarily for individual and high-net-worth clients, including estate and trust accounts. The firm’s investment approach is customized through written Investment Plans and emphasizes mutual funds, exchange-traded funds, equities, and corporate debt instruments under discretionary authority.
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000+: 0.75% annually
Account minimum: $1,000,000 Minimum fee: $10,000 per year minimum fee, provided it does not exceed maximum fee.
Location
Lexington, VA
Most active in
Neil T has reported serving >5 clients in these states in the last 12 months.
Colorado · Maryland · Virginia
Work history
Treger & Associates LLC
2002 - Present (24 years)
Virginia Military Institute
2002 - Present (24 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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George D
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Lexington, VA
Edward Jones
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