James Horton, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$45,292,161
Total clients
66
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
66
Average account size
$686,245
About
James Horton, LLC provides discretionary investment supervisory services and individual portfolio management to individuals (including high-net-worth clients), pension and profit-sharing plans, and small businesses. As a state-registered, single-advisor firm, it manages approximately $45.3 million for about 66 clients and gathers client-specific information—objectives, time horizon, risk tolerance, and family circumstances—during its onboarding process.
The firm employs a mix of analytic methods, including fundamental analysis, technical analysis and charting, and uses strategies ranging from long-term buy-and-hold to short-term trading. Accounts are continually monitored and reviewed at least quarterly, and the adviser may use a broad universe of securities, including leveraged and inverse funds, when deemed appropriate.
Noteworthy features relative to many peers include the advisor’s separate, licensed activity as an insurance agent who offers life, disability, long-term care products, annuities and health insurance, and the explicit use of leveraged and inverse funds alongside active trading—both of which can create additional considerations for clients. The firm also asks clients to direct custody (commonly recommending Schwab Institutional), does not vote proxies on behalf of clients, and discloses the potential to receive incentive awards for recommending certain insurance products.
Client services
Portfolio management
Expertise
Active portfolio management
Annuities
Fee options
0.25% to 1.00% annually (range based on client circumstances and negotiated fees)
Account minimum: Minimum account requirements differ among clients and are grandfathered based on pre-existing clients' agreements; no specific minimum stated for new clients Fee-only: Annual fees based upon a percentage of assets under management ranging from 0.25% to 1.00%
Main office location
James Horton, LLC
Rehoboth MA, United States
Number of offices
1
Most active in
James Horton, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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