James Horton
Advisor at James Horton, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
James Horton, LLC
Location
Rehoboth, MA
Credentials
Series 63, Series 65
Industry experience
25 years
About
James Horton is the sole advisor at James Horton, LLC, an independent firm based in Rehoboth, Massachusetts. He holds Series 63 and Series 65 licenses and has 25 years of industry experience. Since 2000, he has operated his own advisory firm. In addition to his advisory role, Horton is a licensed insurance agent offering life, disability, long-term care products, annuities, and health insurance. James Horton, LLC provides discretionary investment supervisory services and portfolio management to individuals, pension and profit-sharing plans, and small businesses. The firm employs a range of analytic methods and investment strategies, including the use of leveraged and inverse funds, and manages approximately $45.3 million for about 66 clients.
Fee options
0.25% to 1.00% annually (range based on client circumstances and negotiated fees)
Account minimum: Minimum account requirements differ among clients and are grandfathered based on pre-existing clients' agreements; no specific minimum stated for new clients Fee-only: Annual fees based upon a percentage of assets under management ranging from 0.25% to 1.00%
Location
Rehoboth, MA
Most active in
James H has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Rhode Island
Work history
James Horton, LLC
2000 - Present (26 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Boston Investment Trust Management, Inc.
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Hacket Asset Management, Inc.
Steven A
CFP®
Swansea, MA
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Jan H
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Lincoln, RI
Eisenhiler Capital LLC
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