Simplicity wealth

Updated today

Connect with this firm

Total assets under management

$3,598,410,848

Total clients

5,589

1% high-net worth

Total advisors

242

of 242 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$643,838

Client services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Fee options

Fixed

Fixed financial planning fees generally range from $1,000 to $5,000, negotiable and case-by-case.

Percentage

$0+: 0.10% to 2.00% (advisory fees typically based on a percentage of assets under management) $0+: 0.10% to 0.60% (Platform Fee for Managed Account Program) $0+: 0.00% to 1.00% (Model Manager Fees) $0+: 0.00% to 1.00% (Independent Manager Fees) $0+: 0.10% per annum (Tax Overlay Service Fee) $0+: 0.10% per annum (Socially Responsible Investing Service Fee) $0+: 0.10% per annum (Index Replication Service Fee)

Project-based

Hourly financial planning fees between $50 and $400 per hour.

Other

Fee-only: Financial planning fees charged on fixed or hourly basis; hourly fees range from $50 to $400 per hour; fixed fees generally range from $1,000 to $5,000.

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Simplicity wealth

475 Springfield Ave., Suite #1

Summit NJ 07901, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 844-220-8326

Advisors at this firm

Rishit S

Series 65

Prospect Heights, IL

Simplicity wealth

Sean B

Series 65

Mukilteo, WA

Simplicity wealth

Ronald T

Series 65

Akron, OH

Simplicity wealth

Douglas L

Series 63, Series 65

Logan, UT

Simplicity wealth

Heather U

Series 63, Series 65

San Diego, CA

Simplicity wealth

Vincent M

CFP®, Series 63

Clearwater, FL

Simplicity wealth

Curtis C

Series 65

Grand Rapids, MI

Simplicity wealth

Paul T

Series 65, Series 66

Summit, NJ

Simplicity wealth

Jeffrey S

Series 65

St. Louis, MO

Simplicity wealth

Jason P

Series 66

Westerville, OH

Simplicity wealth

Nathan S

Series 63, Series 65

Knoxville, TN

Simplicity wealth

Charles M

Series 63, Series 65

Summit, NJ

Simplicity wealth

Joseph R

Series 66

Nashua, NH

Simplicity wealth

Joey M

Series 63, Series 65

Pearland, TX

Simplicity wealth

Shubert C

Series 63, Series 65

West Palm Beach, FL

Simplicity wealth

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support