Advisor at Prospera Financial Services, inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Prospera Financial Services, inc.
Location
Mt Pleasant, TX 75455
Credentials
CFP®, Series 66
Industry experience
16 years
Flat fees may apply for financial planning services; specific amounts not disclosed in brochure.
$0+: up to 2.15% annually (Schwab Models max fee) $0+: varies by program and sub-advisor; specific tiers not disclosed in brochure
Commission charges apply for brokerage and insurance services offered separately via affiliated broker-dealer and insurance agency.
Hourly fees may apply for financial planning consultations; specific amounts not disclosed in brochure.
Performance-based fees are reported in SEC Part 1; specific terms not detailed in brochure.
Fee-only: Typically based on percentage of assets under management, wrap fees, or fixed fees for financial planning program.
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2010 - 2016 (6 years)
McGuire-Dyke Investment Group
2009 - 2023 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 66
Mt Pleasant, TX
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Series 66
Mt Pleasant, TX
Edward Jones
Series 63, Series 66
Pittsburg, TX
Edward Jones
Series 63, Series 66
Mount Pleasant, TX
Monticello Financial Advisors
Series 63
Mount Vernon, TX
Access Financial Group, Llc
Series 63, Series 65
Mount Pleasant, TX
Monticello Financial Advisors
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