Prospera Financial Services, inc.

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Total assets under management

$12,435,115,072

Total clients

18,706

33% high-net worth

Total advisors

207

of 333 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$664,766

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Fee options

Fixed

Flat fees may apply for financial planning services; specific amounts not disclosed in brochure.

Percentage

$0+: up to 2.15% annually (Schwab Models max fee) $0+: varies by program and sub-advisor; specific tiers not disclosed in brochure

Commissions

Commission charges apply for brokerage and insurance services offered separately via affiliated broker-dealer and insurance agency.

Project-based

Hourly fees may apply for financial planning consultations; specific amounts not disclosed in brochure.

Performance-based

Performance-based fees are reported in SEC Part 1; specific terms not detailed in brochure.

Other

Fee-only: Typically based on percentage of assets under management, wrap fees, or fixed fees for financial planning program.

Disclosures

Main office location

Prospera Financial Services, inc.

5429 Lbj Freeway, Suite 750

Dallas TX 75240, United States

Number of offices

140

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Website 972-581-3000

Advisors at this firm

Shawn B

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Danielle H

Series 63, Series 66

Crown Point, IN

Prospera Financial Services, inc.

Benjamin S

Series 66

Incline Village, NV

Prospera Financial Services, inc.

Catherine L

Series 66

St. Louis, MO

Prospera Financial Services, inc.

Carolyn F

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Nikki B

Series 63, Series 66

Dallas, TX

Prospera Financial Services, inc.

Edward B

Series 63, Series 65

Metairie, LA

Prospera Financial Services, inc.

Sonya P

Series 66

Southgate, MI

Prospera Financial Services, inc.

Jason B

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

Chris S

Series 63, Series 66

Paradise Valley, AZ

Prospera Financial Services, inc.

Anthony O

Series 66

Aliso Viejo, CA

Prospera Financial Services, inc.

Gary L

Series 66

Swansea, IL

Prospera Financial Services, inc.

Charles P

Series 63, Series 65

Redlands, CA

Prospera Financial Services, inc.

Leslie L

Series 63, Series 65

Bend, OR

Prospera Financial Services, inc.

John C

Series 63, Series 65

Dallas, TX

Prospera Financial Services, inc.

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