Advisor at Founders Financial Securities LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Founders Financial Securities LLC
Location
Martinsburg, WV 25401
Credentials
CFP®, Series 66
Industry experience
13 years
Flat fees may be charged for managing multiple accounts held away or for financial planning services (details not specified)
$0 - $25,000: Fee not to exceed 2.50% or $125 minimum annual fee, prorated monthly, whichever is greater (Independence Advisory at Pershing) $5,000 - $25,000: Up to 2.50% annually, plus $50 annual custodial fee charged quarterly (Independence Advisory at Axos) $25,000 - $99,999: Up to 2.50% annually, plus $75 annual custodial fee charged quarterly (Independence Advisory at Axos) $100,000+: Up to 2.50% annually, plus $100 annual custodial fee charged quarterly (Independence Advisory at Axos)
IARs may charge commissions if registered representatives
Hourly consulting fees may be charged for financial planning services (details not specified)
Account minimum: $5,000 to $25,000 depending on custodial platform and program Minimum fee: $125 minimum annual fee for some Independence Advisory accounts Fee-only: Negotiable flat dollar or percentage fees for financial planning and consulting services
Morgan Financial Group
2020 - Present (6 years)
Founders Financial Securities, LLC
2020 - Present (6 years)
Cetera Investment Advisers LLC
2014 - 2020 (6 years)
Cetera Investment Services Llc
2013 - 2020 (7 years)
First United Bank And Trust
2013 - 2020 (7 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Kearneysville, WV
Edward Jones
Series 63, Series 66
Charles Town, WV
Edward Jones
CFP®, ChFC®, Series 66
Williamsport, MD
Edward Jones
Series 66
Berkeley Springs, WV
Edward Jones
Series 66
Martinsburg, WV
Edward Jones
CFP®, Series 63, Series 66
Martinsburg, WV
Edward Jones
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