Founders Financial Securities LLC

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Total assets under management

$3,317,831,000

Total clients

8,763

8% high-net worth

Total advisors

of 141 employees

Firm size

Enterprise

51-2,000 advisors or $10B+ in AUM

Average clients per advisor

Average account size

$378,618

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Fee options

Fixed

Flat fees may be charged for managing multiple accounts held away or for financial planning services (details not specified)

Percentage

$0 - $25,000: Fee not to exceed 2.50% or $125 minimum annual fee, prorated monthly, whichever is greater (Independence Advisory at Pershing) $5,000 - $25,000: Up to 2.50% annually, plus $50 annual custodial fee charged quarterly (Independence Advisory at Axos) $25,000 - $99,999: Up to 2.50% annually, plus $75 annual custodial fee charged quarterly (Independence Advisory at Axos) $100,000+: Up to 2.50% annually, plus $100 annual custodial fee charged quarterly (Independence Advisory at Axos)

Commissions

IARs may charge commissions if registered representatives

Project-based

Hourly consulting fees may be charged for financial planning services (details not specified)

Other

Account minimum: $5,000 to $25,000 depending on custodial platform and program Minimum fee: $125 minimum annual fee for some Independence Advisory accounts Fee-only: Negotiable flat dollar or percentage fees for financial planning and consulting services

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Main office location

Founders Financial Securities LLC

1026 Cromwell Bridge Road, Suite 100

Towson MD 21286, United States

Number of offices

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 410-308-9988

Advisors at this firm

Victor S

ChFC®, Series 63, Series 65

Severna Park, MD

Founders Financial Securities LLC

Robert G

CFP®, Series 63, Series 66

Lansing, MI

Founders Financial Securities LLC

David R

Series 63, Series 65

Brighton, MI

Founders Financial Securities LLC

Margaret S

Series 63, Series 65

Burr Ridge, IL

Founders Financial Securities LLC

Cameron F

CFP®, Series 66

Athol, MA

Founders Financial Securities LLC

Joshua F

Series 63, Series 65

Caledonia, MI

Founders Financial Securities LLC

Joseph K

CFP®, Series 66

Towson, MD

Founders Financial Securities LLC

Polina B

Series 63, Series 65

Timonium, MD

Founders Financial Securities LLC

Bruce C

Series 63, Series 65

Anderson, IN

Founders Financial Securities LLC

Devin W

Series 63, Series 65

Timonium, MD

Founders Financial Securities LLC

Andrew L

Series 63, Series 65

Modesto, CA

Founders Financial Securities LLC

Stephen T

Series 66

Columbia, MD

Founders Financial Securities LLC

Bradley S

ChFC®, Series 63, Series 65

Towson, MD

Founders Financial Securities LLC

Nora B

Series 63, Series 65

Columbia City, IN

Founders Financial Securities LLC

John D

ChFC®, Series 63, Series 66

Frederick, MD

Founders Financial Securities LLC

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