Advisor at Compass Capital Investments Llc
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Compass Capital Investments Llc
Location
Fincastle, VA 24090
Credentials
Series 65
Industry experience
4 years
$1 - $1,000,000: 1.5% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001 - $5,000,000: 1.0% annually Over $5,000,001+: 0.75% annually
$250 per hour for financial planning fee refund calculations.
Fee-only: Financial planning fees based on net worth: 0.5% capped at $5,000 (for $0-$1,000,000), 0.375% ($5,000 floor, capped at $10,000) for $1,000,001-$4,000,000, 0.25% ($15,000 floor, capped at $25,000) for over $4,000,001. Pension consulting fixed fee of 1.5% of plan assets (negotiable). Financial plan fees billed 50% in advance, balance on delivery. Hourly fee $250/hour for refunds calculation.
Compass Capital Investments LLC
2021 - Present (5 years)
Barkett Allen Capital
2020 - Present (6 years)
Compass Capital Investments LLC
2020 - Present (6 years)
Freedom First Credit Union
2016 - 2020 (4 years)
Valley Bank
2007 - 2016 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 66
Daleville, VA
Edward Jones
Series 66
Fincastle, VA
Edward Jones
CFP®, Series 66
Roanoke, VA
Edward Jones
Series 66
Troutville, VA
Merrill
David Lloyd is the Resident Director at Merrill Lynch Wealth Management in Roanoke, a position he has held since 2021. He joined Merrill Lynch in 2008 and became part of Angle, Lloyd and Associates in 2016. David focuses on providing comprehensive financial planning and investment advisory services tailored to the unique circumstances of individuals and families. His client services include college education planning, divorce transition planning, family wealth management strategies, legacy planning, retirement income planning, and portfolio management, among others. David graduated with a Bachelor's degree in Business Management from Roanoke College in 1996. Prior to his career in financial services, he gained managerial experience in the building materials industry and has also owned and operated small businesses. He holds the Personal Investment Advisor (PIA) designation. David has worked closely with multiple generations of families and places emphasis on supporting clients through significant financial transitions. Outside of his professional role, David has been involved in community leadership, including serving as Chair of the Community School Board. He resides in Roanoke and has personal interests in camping, cooking, hiking, music, reading, singing, traveling, and woodworking.
Series 66
Roanoke, VA
Edward Jones
Series 65
Fincastle, VA
Compass Capital Investments Llc
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