Advisor at Calton & Associates, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Calton & Associates, Inc.
Location
Pikeville, KY 41501
Credentials
Series 66
Industry experience
8 years
Financial planning services may be charged a flat fee, negotiable; retirement plan consulting may be charged a flat fee up to $50,000
Up to 2.60% annually (negotiable by client and IAR)
Commission charged on securities and insurance products purchased and sold; separate from advisory fees
Financial planning and retirement plan consulting services may be charged hourly up to $500/hour
Performance-based fees charged for certain clients generally with net worth over $2,200,000 or at least $1,100,000 assets; fixed fee up to 25% of account balance quarterly in advance plus performance fee up to 10% of net increase charged quarterly in arrears
Account minimum: $50,000 Fee-only: Investment advisory fees based on assets under management up to 2.60%, negotiable; financial planning fees charged as flat fee or hourly, negotiable; retirement plan consulting fees charged as flat fee, AUM percentage (up to 1.5%), or hourly (up to $500/hour)
Calton & Associates, Inc.
2017 - Present (9 years)
Professional Golfer
2016 - 2017 (1 year)
Morehead State University
2012 - 2016 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
ChFC®, Series 63
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MWA Financial Services Inc.
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Calton & Associates, Inc.
Series 63, Series 65
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U.S. Bancorp Advisors, LLC
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U.S. Bancorp Advisors, LLC
Series 63, Series 66
Pikeville, KY
Edward Jones
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