Advisor at Wells Fargo Clearing
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Wells Fargo Clearing
Location
Cumming, GA 30040
Credentials
Series 63, Series 66
Industry experience
7 years
Erika Carper is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and seven years of industry experience. She has worked at Wells Fargo Clearing Services, LLC since 2018 and has been with Wells Fargo Bank NA since 2012. Outside of her advisory role, she holds a 50% ownership in Black Tie Cafe, a mobile coffee business for special events in Auburn, GA. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advice. The firm’s approach is IPS-driven and incorporates modern portfolio theory, with a broader range of investment options including insurance-related vehicles and bank deposit sweep programs.
Based on Wells Fargo Clearing
One-time or ongoing flat fees ranging from $500 to $100,000 depending on plan size and services
$0 - $1,000,000: 0.1% (10 basis points) to 1.0% (100 basis points) annually $1,000,000 - $5,000,000: 0.1% to 0.7% annually $5,000,000 - $10,000,000: 0.1% to 0.5% annually $10,000,000 - $25,000,000: 0.01% to 0.25% annually
Commission-based services reported in SEC Form ADV Part 1 but not detailed in this brochure for advisory services
Minimum fee: Minimum fees ranging from $500 to $5,000 depending on plan size Fee-only: Fees paid as a percentage of assets or flat fees; no commissions for advisory services
106 W Maple St, [G1/G3 Rbo]
Cumming, GA 30040
Georgia
Wells Fargo Clearing Services, LLC.
2018 - Present (8 years)
Wells FArgo Bank NA
2012 - Present (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 65
Cumming, GA
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