Brad Neves
Advisor at Cetera
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Cetera
Location
Midvale, UT 84047
Credentials
Series 63, Series 65
Industry experience
14 years
About
Brad Neves is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 14 years of industry experience. His career includes roles at Cetera Wealth Services, Nelson Financial Group, Voya Financial Advisors, and Nobility Wealth Management. Neves is also owner and president of several financial services and insurance businesses, including NFG Brokerage, LLC and Neves Insurance LLC, where he oversees annuity sales and distribution. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement solutions, and access to third-party money managers, utilizing a combination of advisor-managed accounts, firm-sponsored model portfolios, and third-party managed solutions.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
Location
6955 S Union Park Ctr Ste 550
Midvale, UT 84047
Most active in
Brad N has reported serving >5 clients in these states in the last 12 months.
Utah
Work history
Cetera
2023 - Present (3 years)
Altitude Investment Management, LLC
2022 - Present (4 years)
NFG Brokerage, LLC
2022 - Present (4 years)
Cetera Wealth Services, LLC
2021 - Present (5 years)
Nelson Financial Group, LLC
2014 - 2022 (8 years)
Voya Financial Advisors
2014 - 2021 (7 years)
Nobility Wealth Management
2014 - Present (12 years)
Neves Insurance LLC
2008 - Present (18 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Joseph T
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Draper, UT
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Christopher C
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Cottonwood Heights, UT
Twin Peaks Wealth Management LLC
Ronald M
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Cottonwood Heights, UT
Planned Security Advisors LLC
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