Advisor at Cape Investment Advisory, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Cape Investment Advisory, Inc.
Location
Suffolk, VA
Credentials
Series 63, Series 65
Industry experience
6 years
Flat fees may be charged for financial planning services; specific amounts not stated.
$0 - $250,000: 2.75% $251,000 - $500,000: 2.50% $501,000 - $1,000,000: 2.25% Above $1,000,000+: 2.00%
Commissions may be earned on insurance product sales and securities transactions through affiliated broker/dealers.
Offered for financial planning and consulting services; specific rates not stated.
Account minimum: $25,000 Fee-only: Fees are charged on a fee-only basis for advisory services; no commission for advisory fees.
KMS Financial Services, Inc.
2019 - Present (7 years)
Ohio National Financial Services
2018 - Present (8 years)
THE O.N. Equity Sales Company
2018 - 2018 (1 year)
United States Navy
1998 - 2018 (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
CFP®, Series 66
Suffolk, VA
Edward Jones
CFP®, Series 66
Suffolk, VA
Edward Jones
CFP®, Series 66
Suffolk, VA
Edward Jones
Series 66
Suffolk, VA
Edward Jones
CFP®, Series 63, Series 65
Suffolk, VA
Korving & Company LLC
Series 66
Suffolk, VA
Korving & Company LLC
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