Advisor at Cambridge Investment Research Advisors
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Firm
Cambridge Investment Research Advisors
Location
Ringgold, GA 30736
Credentials
Series 63, Series 65
Industry experience
5 years
Aaron Shepard is a financial advisor at Dempsey Lord Smith, LLC with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Dempsey Lord Smith, LLC in multiple roles since 2017. Outside of advisory services, he is an insurance agent with AMG Insurance and Financial Company. Dempsey Lord Smith, LLC provides discretionary and non-discretionary investment advisory services, financial planning, and pension consulting to individuals, high-net-worth clients, and institutional investors. The firm utilizes a combination of fundamental, technical, and qualitative analysis to tailor portfolios and offers a range of managed and separately managed account options.
Based on Cambridge Investment Research Advisors
Based on Cambridge Investment Research Advisors
Based on Cambridge Investment Research Advisors
Flat fees may be charged for financial planning and consulting services, specific amounts not clearly stated.
Financial Professionals may earn commissions as Registered Representatives of Cambridge for brokerage transactions.
Hourly fees may be charged for financial planning and consulting services, specific rates not clearly stated.
1575 N Three Notch Road
Ringgold, GA 30736
Georgia · Tennessee
Dempsey Lord Smith, LLC
2025 - Present (1 year)
Cambridge Investment Research Advisors
2025 - Present (1 year)
Cambridge Investment Research, Inc.
2025 - Present (1 year)
Dempsey Lord Smith, LLC
2020 - 2025 (5 years)
FEDEX Ground
2019 - 2020 (1 year)
Erianger Health Systems
2018 - 2019 (1 year)
Dempsey Lord Smith, LLC
2017 - 2018 (1 year)
University of Tennessee at Chattanooga
2014 - 2018 (4 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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