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William Monroe III

Advisor at CreativeOne Securities, LLC

Updated today

Location

Orange, TX 77632

Credentials

Series 63, Series 65

Industry experience

26 years

About

William Monroe III is a financial advisor at CreativeOne Securities, LLC with 26 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several firms including Cape Investment Advisory, Inc., American Global Wealth Management, Inc., and Gf Investment Services, LLC. Monroe is also a board member of Champion Oaks Ranch, a nonprofit home for at-risk children. CreativeOne Securities, LLC provides financial planning, consulting, and investment management services to individuals, corporate clients, and retirement plans. The firm employs fundamental and cyclical analysis along with model rebalancing and periodic reviews, offering discretionary and non-discretionary portfolio management through various channels including proprietary model portfolios.

Client services

Based on CreativeOne Securities, LLC

Financial planning Portfolio management Selection of other advisers

Expertise

Based on CreativeOne Securities, LLC

Annuities Retirement plans for business owners (SEP, solo 401k) Wealth management Cash flow / budgeting

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Fee options

Fixed

Fixed fees for Consulting and Financial Planning services ranging from $300 to $10,000

Commissions

Commissions received on securities and insurance product sales through C1S and Representatives

Project-based

Hourly consulting and financial planning rates ranging from $100 to $250 per hour

Subscriptions

On-going monthly retainer fee for Consulting Services ranging from $50 to $100 per month

Other

Account minimum: $25,000 for all management programs except CreativeOne Wealth, LLC Alpha UMA which requires $150,000; no minimum for financial planning and consulting services Minimum fee: Minimum fee of $300 for Consulting and Financial Planning services Fee-only: Consulting and Financial Planning services charged on fixed fee or hourly basis, hourly rates $100 - $250/hour, fixed fees $300 to $10,000

Location

7254 Hwy 87 N

Orange, TX 77632

Most active in

Louisiana · Texas

Work history

CreativeOne Securities, LLC

2024 - Present (2 years)

Cape Investment Advisory, Inc.

2022 - 2024 (2 years)

American Global Wealth Management, Inc.

2021 - 2024 (3 years)

ChangePath, LLC

2020 - 2022 (2 years)

J.W. Cole Advisors, Inc.

2019 - 2020 (1 year)

J.W. Cole Financial, INc.

2019 - 2020 (1 year)

Gf Investment Services, Llc

2010 - 2019 (9 years)

Global Financial Private Capital, Llc

2010 - 2019 (9 years)

Advanced Financial Group

1998 - Present (28 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 63, Series 66

Orange, TX

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ESG / Sustainable investing Religious/faith focused
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Bridge City, TX

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Ian James is a financial advisor with Global Assets Advisory, LLC, holding a Series 63 designation and 30 years of industry experience. His work history includes roles at International Assets Investment Management, LLC, Investacorp Advisory Services, and Capital Financial Group. Outside of advising, he is a contributing book author and a silent partner/owner of a restaurant and bar. Global Assets Advisory, LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, retirement plans, charitable organizations, and businesses. The firm offers discretionary and non-discretionary portfolio management through a network of independent advisors, emphasizing a long-term investment approach while allowing tactical strategies aligned with client objectives.

Active portfolio management Options & derivatives strategies Concentrated stock management
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Orange, TX

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Planning for children with special needs Divorce financial planning General retirement planning
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Jennifer B

Series 63, Series 65

Orange, TX

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Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Bryan B

Series 63, Series 66

Orange, TX

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Karen C

Series 63, Series 66

Bridge City, TX

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Retirement income strategy Retirement withdrawal strategies Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner Women Professionals
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