Advisor at Spartan Capital Private Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Spartan Capital Private Wealth Management LLC
Location
Manorville, NY
Credentials
Series 63, Series 65
Industry experience
10 years
William Baris is a financial advisor with Spartan Capital Private Wealth Management LLC, holding Series 63 and Series 65 licenses and having 10 years of industry experience. His prior roles include positions at PHX Financial, Inc., Joseph Stone Capital, LLC, and First Standard Financial Company. He is also the owner of Savage Business Sales Consulting Corp, a non-investment related business. Spartan Capital Private Wealth Management provides personalized investment advisory services to individuals, corporations, and other business entities, focusing on portfolio management and oversight of third-party money managers. The firm tailors guidance to client objectives and risk tolerance, often utilizing model portfolios and third-party managers, and operates under common ownership with affiliated broker-dealer and insurance activities.
Based on Spartan Capital Private Wealth Management LLC
0.50% - 2.50% annually, based on assets under management and complexity of services
Commission-based compensation through affiliated broker-dealer for securities transactions and insurance products separate from advisory fees.
Account minimum: $100,000
Manorville, NY
New Jersey
PHX Financial, Inc.
2025 - 2025 (1 year)
Savage Business Sales
2020 - Present (6 years)
Network 1 Financial Securities, Inc.
2020 - 2020 (1 year)
Joseph Stone Capital, LLC
2019 - 2020 (1 year)
Allied Millennial Partners
2018 - 2019 (1 year)
Arive Capital Markets
2018 - 2018 (1 year)
First Standard Financial Company
2015 - 2018 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
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FlexIncome Fund
PFS™
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CFP®, ChFC®, Series 63, Series 65
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Crystal Brook Advisors
CFP®, Series 63, Series 65
Bayport, NY
Focus Planning Group
CFA®, Series 63, Series 65
Bellport, NY
R.O.S. Asset Management
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