Advisor at R.O.S. Asset Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
R.O.S. Asset Management
Location
Bellport, NY
Credentials
CFA®, Series 63, Series 65
Industry experience
19 years
Richard Sponholz is the sole advisor at R.O.S. Asset Management in Bellport, NY, with 19 years of industry experience. He holds the CFA® designation along with Series 63 and 65 licenses and has been with R.O.S. Asset Management since 1990. R.O.S. Asset Management provides discretionary, fee-only portfolio management and investment advice to individual and business clients, focusing on a long-term, buy-and-hold strategy grounded in fundamental analysis. The firm typically manages concentrated portfolios and uses no-load mutual funds for certain market segments while operating with discretionary authority under client limited power of attorney.
Based on R.O.S. Asset Management
0.75% annually for all assets under management except variable annuities; 0.50% annually for variable annuity assets
Fee-only: Advisory services are fee-only basis; no commissions received
Bellport, NY
Virginia
R.O.S. Asset Management
1990 - Present (36 years)
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