Advisor at Transamerica Financial Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Campbellsville, KY 42718
Credentials
Series 65
Industry experience
1 year
Walter Jones is a financial advisor at Transamerica Financial Advisors with a Series 65 credential and one year of industry experience. His prior work includes roles at First Savings Bank and Magnolia Bank. He is also involved in the sale of insurance and annuity products through affiliated companies. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes a model portfolio approach implemented through third-party managers and digital platforms, managing regulatory assets of approximately $1.7 billion.
Based on Transamerica Financial Advisors
Based on Transamerica Financial Advisors
$0 - $10,000: 0.65% (Transamerica ALPHA Standard Service Model) $10,001+: 0.95% (Transamerica ALPHA Premier Service Model applies 0.95% on assets above $10,000, 0.65% on assets $10,000 and below)
Commission-based compensation for fixed insurance products through affiliated insurance agency and broker-dealer activities
Minimum fee: For TFA365 Advisory Program accounts below minimum, a minimum annual account fee applies, e.g., $150 minimum annual fee (approximately $12.50 per month) Fee-only: Advisory fees charged as a percentage of assets under management in advisory programs; no commissions for advisory services
115 Well Park Lane, Suite 1
Campbellsville, KY 42718
Kentucky
Transamerica Financial Advisors, Inc
2024 - Present (2 years)
Transamerica Agency Network
2024 - Present (2 years)
United Financial Service
2024 - Present (2 years)
First Savings Bank
2018 - 2023 (5 years)
Unemployed
2018 - 2018 (1 year)
Magnolia Bank
2014 - 2018 (4 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 65
Campbellsville, KY
R.D. Smothers Wealth Management
Quentin Knifley is a financial advisor at R.D. Smothers Wealth Management with one year of industry experience. He holds a Series 65 designation and previously worked for Taylor County Tire Sales for 13 years. Outside of advisory work, he owns and manages rental property in Campbellsville, KY. R.D. Smothers Wealth Management provides portfolio management and financial planning primarily for individual clients, utilizing a range of investment strategies and offering access to third-party managers and model portfolios. The firm develops customized financial profiles and investment plans tailored to client goals and risk tolerance.
Series 66
Campbellsville, KY
R.D. Smothers Wealth Management
Roger Smothers Jr. is a financial advisor at R.D. Smothers Wealth Management with 10 years of industry experience. He holds a Series 66 designation and has worked at several firms including AE Wealth Management and Transamerica Financial Advisors. Outside of his advisory role, he serves as Chapter President of the Cumberland Chapter of the American Financial Education Alliance, where he speaks at educational seminars on taxes and Social Security. R.D. Smothers Wealth Management offers discretionary and non-discretionary portfolio management and financial planning primarily for individual clients. The firm employs a range of investment strategies and tools, combining fundamental and technical analysis with modern portfolio theory, and provides access to third-party money managers and model portfolios.
Series 66
Campbellsville, KY
Edward Jones
Series 63, Series 66
Campbellsville, KY
Edward Jones
Series 66
Campbellsville, KY
Edward Jones
Series 63, Series 66
Campbellsville, KY
Edward Jones
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")
