Advisor at R.D. Smothers Wealth Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Campbellsville, KY 42718
Credentials
Series 66
Industry experience
10 years
Roger Smothers Jr. is a financial advisor at R.D. Smothers Wealth Management with 10 years of industry experience. He holds a Series 66 designation and has worked at several firms including AE Wealth Management and Transamerica Financial Advisors. Outside of his advisory role, he serves as Chapter President of the Cumberland Chapter of the American Financial Education Alliance, where he speaks at educational seminars on taxes and Social Security. R.D. Smothers Wealth Management offers discretionary and non-discretionary portfolio management and financial planning primarily for individual clients. The firm employs a range of investment strategies and tools, combining fundamental and technical analysis with modern portfolio theory, and provides access to third-party money managers and model portfolios.
Based on R.D. Smothers Wealth Management
Based on R.D. Smothers Wealth Management
$0 - $249,999.99: 1.55% $250,000 - $499,999.99: 1.50% $500,000 - $999,999.99: 1.45% $1,000,000 - $2,999,999.99: 1.35% $3,000,000+: 1.25%
Insurance commissions are earned by persons providing investment advice who are also licensed insurance agents; commissions are separate and in addition to advisory fees.
Hourly consulting fees range from $100 to $500 per hour depending on complexity.
112 E. Main Street, Suite 200
Campbellsville, KY 42718
Kentucky · Tennessee
RDS Insurance Group, LLC
2023 - Present (3 years)
RDS Holdings, LLC
2020 - Present (6 years)
AE Wealth Management, LLC
2019 - 2024 (5 years)
R.D. Smothers Wealth Management
2019 - Present (7 years)
Stratford Group, LLC
2018 - 2023 (5 years)
BGM Holdings, LLC
2018 - 2019 (1 year)
Campbellsville Climate Controlled Storage
2017 - 2023 (6 years)
Transamerica Financial Advisors, Inc
2015 - 2019 (4 years)
United Financial Services
2010 - 2019 (9 years)
TRANSAMERICA Agency Network
2010 - 2019 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Campbellsville, KY
R.D. Smothers Wealth Management
Quentin Knifley is a financial advisor at R.D. Smothers Wealth Management with one year of industry experience. He holds a Series 65 designation and previously worked for Taylor County Tire Sales for 13 years. Outside of advisory work, he owns and manages rental property in Campbellsville, KY. R.D. Smothers Wealth Management provides portfolio management and financial planning primarily for individual clients, utilizing a range of investment strategies and offering access to third-party managers and model portfolios. The firm develops customized financial profiles and investment plans tailored to client goals and risk tolerance.
Series 65
Campbellsville, KY
Transamerica Financial Advisors
Walter Jones is a financial advisor at Transamerica Financial Advisors with a Series 65 credential and one year of industry experience. His prior work includes roles at First Savings Bank and Magnolia Bank. He is also involved in the sale of insurance and annuity products through affiliated companies. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes a model portfolio approach implemented through third-party managers and digital platforms, managing regulatory assets of approximately $1.7 billion.
Series 66
Campbellsville, KY
Edward Jones
Series 63, Series 66
Campbellsville, KY
Edward Jones
Series 66
Campbellsville, KY
Edward Jones
Series 63, Series 66
Campbellsville, KY
Edward Jones
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