Timothy Aja
Advisor at AJA Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Timothy Aja is the principal of Aja Financial LLC, an independent advisory firm based in Opelika, Alabama. He holds a Series 66 designation and has eight years of industry experience. Prior to founding Aja Financial, he worked at several firms including Arbor Point Advisors and Securities America. He is also an officer in the U.S. Navy Selected Reserves. Aja Financial provides discretionary investment management and comprehensive financial planning for individuals, high-net-worth clients, and other advisers. The firm employs a Modern Portfolio Theory-based approach, primarily utilizing passive mutual funds and ETFs, with cyclical analysis as its main investment method.
Expertise
Based on AJA Financial LLC
General retirement planning
College savings (529s, UTMA, etc.)
Debt management
Cash flow / budgeting
Fee options
Project-Based Financial Planning fixed fees range between $500 and $1,500; Financial Plan Change/Update fees range between $250 and $1,000
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.80% $1,000,001+: 0.70%
Location
Opelika, AL
Most active in
Timothy A has reported serving >5 clients in these states in the last 12 months.
Alabama · Texas
Work history
City of Opelika
2022 - Present (4 years)
Aja Financial, LLC
2019 - Present (7 years)
Arbor Point Advisors
2019 - 2020 (1 year)
Securities America, Inc.
2019 - 2020 (1 year)
Cetera Advisor Networks Llc
2019 - 2019 (1 year)
Cetera
2018 - 2019 (1 year)
Summit Brokerage Services Inc.
2018 - 2019 (1 year)
U.S. Navy Selected Reserve
2014 - Present (12 years)
PRICEWATERHOUSECOOPERS
2014 - 2018 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Hense E
Series 66
Auburn, AL
Retirement Plans, LLC
Laurel B
Series 66
Opelika, AL
Insignia Wealth Advisory
A. L
Series 63, Series 65
Auburn, AL
Lipscomb Investment Group, LLC
Thomas M
Series 65
Auburn, AL
Lipscomb Investment Group, LLC
Davis L
Series 65
Auburn, AL
Lipscomb Investment Group, LLC
Thomas K
CFA®, Series 63
Auburn, AL
Bright Investments, LLC
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