Thomas Veth
Advisor at Cetera
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Cetera
Location
Atlantic Highlands, NJ 07716
Credentials
Series 63, Series 66
Industry experience
36 years
About
Thomas Veth is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and bringing 35 years of industry experience. His career includes roles at B. Riley Wealth Management, National Asset Management, and National Securities Corp. Outside of his advisory work, he operates a CPA practice, serves as a notary public, and is involved in nonprofit tax return preparation for a local Elks Lodge. Cetera Investment Advisers serves a diverse client base, including individuals, high-net-worth clients, institutions, and retirement plans, through a large network of independent advisors. The firm offers a variety of portfolio management and consulting services, combining advisor-managed accounts, model portfolios, and third-party solutions, alongside notable retirement and fiduciary capabilities.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
Location
107 Memorial Pkw Hwy 36 East
Atlantic Highlands, NJ 07716
Most active in
Thomas V has reported serving >5 clients in these states in the last 12 months.
New Jersey
Work history
Cetera Financial Specialists LLC
2024 - Present (2 years)
Cetera
2024 - Present (2 years)
B. Riley Wealth Management
2022 - Present (4 years)
National Asset Management
2017 - 2022 (5 years)
National Securities Corp
2010 - 2022 (12 years)
Hartshore Associates Ltd
2007 - Present (19 years)
Atlantic Coast Title Agency, Llc
2003 - Present (23 years)
Notary Public Thomas J. Veth Sole Proprietor
1991 - Present (35 years)
Thomas J. Veth Cpa Pc
1971 - Present (55 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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