Advisor at TRG Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Raleigh, NC 27615
Credentials
Series 63, Series 65
Industry experience
19 years
Thomas Gasper is a financial advisor at TRG Capital Management, Inc. in Raleigh, NC, holding Series 63 and Series 65 licenses with 19 years of industry experience. He has been with TRG Capital Management since 2008. Outside of his advisory role, he is the managing member of Victoria Park, LLC, a hedge fund general partner. TRG Capital Management is an SEC-registered investment adviser managing approximately $103 million in assets. The firm serves a range of clients including individuals, businesses, pension and profit-sharing plans, trusts, and charitable organizations, offering customized portfolios through multiple investment strategies and combining fundamental and technical analysis.
Based on TRG Capital Management, Inc.
$0+: 0.60% to 1.25% annually for separately managed accounts (tiered by client risk questionnaire and strategy) $500,000 - $7,499,999: 1.30% for Year 1, 0.90% for Year 2, 0.50% for Year 3+ for Dynamic Risk Manager-Level 2 Fund $7,500,000 - $14,999,999: Starts on Strategy Year 2 fee schedule for Dynamic Risk Manager-Level 2 Fund $15,000,000+: Starts on Strategy Year 3 fee schedule for Dynamic Risk Manager-Level 2 Fund
Up to $500 per hour, billed in 15-minute increments for non-discretionary consultation
5% performance fee in Year 1, 10% in Year 2, 15% in Year 3+ for Fund investors meeting minimums; up to 15% for investors below $500,000 in Fund
Account minimum: $100,000
8321 Six Forks Road, Suite 103
Raleigh, NC 27615
Florida · New York · North Carolina · Pennsylvania · South Carolina · Texas
TRG Capital Management, Inc.
2008 - Present (18 years)
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Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
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Eustace Advisors
Raymond Eustace is a financial advisor at Eustace Advisors in Cary, NC, holding a Series 65 designation with three years of industry experience. Prior to founding Eustace Advisors, he worked at ClearComm Technical Sales from 2003 to 2020 and operated Nadaje Holdings LLC from 2013 to 2022. Eustace Advisors is an independent, fee-only firm that provides advice-only financial planning and investment analysis to individuals and high-net-worth clients. The firm’s approach is based on Modern Portfolio Theory with a focus on long-term, passive investment strategies, and it offers services including financial plan development, project-based planning, ongoing planning, educational seminars, and optional tax return preparation.
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PFS™, Series 65
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Reliance Financial Group, Inc.
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CFP®, Series 65
Durham, NC
Lazarus Financial Planning
Jennifer Lazarus is a Certified Financial Planner™ (CFP®) and holds a Series 65 license with 15 years of industry experience. She has been the sole advisor at Lazarus Financial Planning, an independent firm based in Durham, NC, since its founding in 2005. Lazarus Financial Planning is a fee-only advisory firm serving individuals, couples, trusts, small businesses, and retirement plans. The firm offers comprehensive financial planning and discretionary investment management, with a focus on socially responsible investing and a documented planning process that emphasizes asset-class allocation, diversification, and client-approved policy implementation.
Series 63, Series 65
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Artifex Advisory Group, Inc.
David Elliott is a financial advisor at Artifex Advisory Group, Inc. in Cary, NC, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has operated as a sole proprietor since 2013. In addition to his advisory work, Elliott is also a licensed insurance agent involved in insurance sales. Artifex Advisory Group provides fee-based investment management and financial planning services to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm manages portfolios on a discretionary basis using both fundamental and technical analysis and offers ERISA-plan services including fiduciary responsibilities and participant education.
CFP®, Series 65
Durham, NC
Portolan Financial Planning LLC
Thomas Figgatt is a CFP® with eight years of industry experience, currently serving as the sole advisor at Portolan Financial Planning LLC in Durham, NC. He previously worked at Bank of America from 2015 to 2017 before founding Portolan Financial Planning in 2017. Portolan Financial Planning LLC offers personalized investment advisory and comprehensive financial planning, including tax preparation services. The firm serves individual clients, trusts, estates, charitable organizations, small businesses, and provides retirement plan consulting, utilizing a primarily technical analysis approach with strategic asset allocation and tax-management techniques.
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