Advisor at Portolan Financial Planning LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Portolan Financial Planning LLC
Location
Durham, NC
Credentials
CFP®, Series 65
Industry experience
8 years
Thomas Figgatt is a CFP® with eight years of industry experience, currently serving as the sole advisor at Portolan Financial Planning LLC in Durham, NC. He previously worked at Bank of America from 2015 to 2017 before founding Portolan Financial Planning in 2017. Portolan Financial Planning LLC offers personalized investment advisory and comprehensive financial planning, including tax preparation services. The firm serves individual clients, trusts, estates, charitable organizations, small businesses, and provides retirement plan consulting, utilizing a primarily technical analysis approach with strategic asset allocation and tax-management techniques.
Based on Portolan Financial Planning LLC
Based on Portolan Financial Planning LLC
$0 - $250,000: Hourly fee of $150/hour, fees based on estimated hours required $250,001 - $500,000: 1.00% $500,001+: 0.25% on amount above $500,000 plus 1.00% on first $500,000
Hourly rate of $150/hour for clients below $250,000 AUM or for limited engagements
Account minimum: $250,000 Fee-only: Fee-only advisor, compensated solely by client fees, no commissions or other compensation from third parties
Durham, NC
Louisiana · North Carolina
Portolan Financial Planning, LLC
2017 - Present (9 years)
None
2017 - 2017 (1 year)
Bank of America
2015 - 2017 (2 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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