Advisor at Sound Income Strategies, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Sound Income Strategies, LLC
Location
New Cumberland, WV
Credentials
Series 63, Series 65
Industry experience
41 years
Fixed fees for financial planning services, negotiated in advance.
$0+: up to 1.75% annually N/A (special select clients)+: up to 2.0% annually
Commissionable securities sales by select IA-Reps through Purshe Kaplan Sterling Investments, Inc (PKS) including trail fees on mutual funds and variable annuities.
Hourly fees charged for financial planning services, minimum $300 per plan.
Account minimum: $25,000 (may be waived based on client needs and complexity)
Pinnacle Investments, LLC
2020 - 2020 (1 year)
Sound Income Strategies LLC
2019 - Present (7 years)
Pinnacle Investments, LLC
2019 - 2019 (1 year)
Essex Securities
2016 - 2019 (3 years)
Cetera Advisors LLC
2016 - 2016 (1 year)
Investors Capital Corp.
1997 - 2016 (19 years)
North American Financial
1981 - Present (45 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Steubenville, OH
Edward Jones
Series 63, Series 65
Weirton, WV
Steeloaks Investment Advisers, Inc.
Series 63
Weirton, WV
Steeloaks Investment Advisers, Inc.
Series 66
Weirton, WV
Steeloaks Investment Advisers, Inc.
Series 63
East Liverpool, OH
MDH Investment Management, Inc.
Series 66
East Liverpool, OH
MDH Investment Management, Inc.
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