Advisor at Opes Wealth Management, LLC
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Firm
Opes Wealth Management, LLC
Location
Menlo Park, CA 94025
Credentials
Series 65
Industry experience
15 years
Theodore Rossi is a financial advisor at Opes Wealth Management, LLC with 15 years of industry experience. He holds a Series 65 designation and has worked at Opes Wealth Management since 2019, following a decade at Opes Advisors, Inc. Outside of his advisory role, he serves as CEO and CFO of Sage Financial Services, Inc., a mortgage banking firm. Opes Wealth Management provides discretionary investment management and financial planning to individuals, business entities, and trusts through tiered service programs. The firm manages approximately $665 million and emphasizes customized portfolios using mutual funds and ETFs, combining fundamental, technical, and cyclical analysis with a generally long-term investment approach.
Based on Opes Wealth Management, LLC
Based on Opes Wealth Management, LLC
Additional financial planning service fee of $1,500 upon request; typical financial planning minimum annual flat fee of $3,500.
$0 - $1,000,000: 1.25% for Opes Premier Services $1,000,000 - $2,000,000: 0.65% for Opes Premier Services $2,000,000 - $5,000,000: 0.55% for Opes Premier Services $5,000,000+: 0.35% for Opes Premier Services $0 - $1,000,000: 1.0% for Opes Select Services $1,000,000 - $2,000,000: 0.6% for Opes Select Services $2,000,000 - $5,000,000: 0.5% for Opes Select Services $5,000,000+: 0.3% for Opes Select Services $0 - $1,000,000: 0.75% for Opes Access Services $1,000,000 - $5,000,000: 0.45% for Opes Access Services $5,000,000+: 0.3% for Opes Access Services
Hourly increments charged as mutually agreed in a separate planning contract for financial planning services.
Account minimum: $700,000 for Opes Premier Services, $350,000 for Opes Select Services, $50,000 for Opes Access Services Minimum fee: Planning and Consulting Services minimum annual flat fee of $3,500, or as otherwise mutually agreed upon Fee-only: Fee-only basis for discretionary investment advisory services.
535 Middlefield Road, Suite 160
Menlo Park, CA 94025
California
Opes Wealth Management LLC
2019 - Present (7 years)
Opes Advisors, Inc.
2008 - 2018 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
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Other specialized services
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