Advisor at key Investment Services LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Plymouth, IN 46563
Credentials
Series 66
Industry experience
2 years
Tammy Dickson is a financial advisor with Key Investment Services LLC, holding a Series 66 designation and two years of industry experience. Prior to joining Key Investment Services, she worked at Thrivent Financial and Thrivent Investment Management Inc. She also manages cleaning operations as an independent contractor for Johns Manville. Key Investment Services LLC offers wrap-fee advisory programs and model-driven investment options to a diverse client base, including individuals, trusts, estates, charities, corporations, and small businesses. The firm primarily utilizes non-discretionary, model-based wrap programs supported by third-party managers and maintains committees to oversee product due diligence and program suitability.
Based on key Investment Services LLC
Based on key Investment Services LLC
$0 - $1,000,000: 1.40% annually (Maximum Annual KIS Advisory Fee) $1,000,001+: 1.00% annually (Maximum Annual KIS Advisory Fee)
Account minimum: $10,000 Minimum fee: $130 per year ($10.83 per month) minimum fee applied if calculated fees are less Fee-only: Program Fee consists of KIS Advisory Fee plus Investment Manager/Strategist Fee; KIS Advisory Fee negotiable up to max rates; Investment Manager/Strategist Fee is additional and not negotiable.
2701 N Michigan St.
Plymouth, IN 46563
Indiana
Key Investment Services, LLC
2026 - Present (1 year)
KeyBank
2026 - Present (1 year)
Thrivent Financial
2024 - 2026 (2 years)
Thrivent Financial
2023 - 2024 (1 year)
Thrivent Investment Managment Inc.
2023 - 2026 (3 years)
Graphix Unlimited
2017 - 2023 (6 years)
Self Employed/Cleaning for Johns Manville
2007 - 2023 (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Plymouth, IN
Thomas Story and Son LLC
Series 63, Series 65
Plymouth, IN
Thomas Story and Son LLC
Series 66
Plymouth, IN
Regal Investment Advisors LLC
James Dillon is a financial advisor with Regal Investment Advisors LLC in Plymouth, Indiana, holding a Series 66 designation and 19 years of industry experience. He has been with Regal Investment Advisors and Regulus Financial Group since 2014. Outside of advisory work, Dillon is involved in managing an ABLE account for his son and participates in tax preparation and bookkeeping services through a separate business. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers a range of proprietary and third-party model portfolios, allowing advisers to select and implement strategies on behalf of their clients.
Series 65, Series 66
Plymouth, IN
Regal Investment Advisors LLC
Jeffrey Umbaugh is a financial advisor at Regal Investment Advisors LLC with 25 years of industry experience. He holds Series 65 and Series 66 credentials and has worked at Regulus, LLC and Regal Investment Advisors since 2015. Outside of his advisory role, he owns Kuhn, Dillon, Umbaugh, LLC, a tax preparation and accounting services firm. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers proprietary and third-party model portfolios with discretionary authority granted to implement and manage strategies on behalf of clients.
Series 66
Bremen, IN
Edward Jones
CFP®, Series 66
Plymouth, IN
Edward Jones
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