David Story

James Dillon is a financial advisor with Regal Investment Advisors LLC in Plymouth, Indiana, holding a Series 66 designation and 19 years of industry experience. He has been with Regal Investment Advisors and Regulus Financial Group since 2014. Outside of advisory work, Dillon is involved in managing an ABLE account for his son and participates in tax preparation and bookkeeping services through a separate business. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management services to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers a range of proprietary and third-party model portfolios, allowing advisers to select and implement strategies on behalf of their clients.

Jeffrey Umbaugh is a financial advisor at Regal Investment Advisors LLC with 25 years of industry experience. He holds Series 65 and Series 66 credentials and has worked at Regulus, LLC and Regal Investment Advisors since 2015. Outside of his advisory role, he owns Kuhn, Dillon, Umbaugh, LLC, a tax preparation and accounting services firm. Regal Investment Advisors LLC, operating as LionShare, provides discretionary investment management to independent advisers and their clients, including individuals, charitable organizations, and businesses. The firm offers proprietary and third-party model portfolios with discretionary authority granted to implement and manage strategies on behalf of clients.

Charles Hasnerl II is a financial advisor at SPC with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with SPC and Sigma Financial Corporation since 2004. Outside of his advisory role, he serves as a city court judge and participates in ministry activities at several churches in Indiana. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, with a structure that integrates affiliated broker-dealers and insurance agencies alongside fiduciary advisory services.

Christopher Newbauer is a financial advisor at SPC with a Series 66 credential and three years of industry experience. Prior to joining SPC and Sigma Financial Corporation in 2022, he worked for seven years at North Judson-San Pierre Schools. Outside of his advisory role, he officiates high school football and basketball games and engages in buying and selling sports cards and collectibles online. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering discretionary and nondiscretionary management through a network of over 460 advisers and approximately $5.66 billion in assets under management.

Tammy Dickson is a financial advisor with Key Investment Services LLC, holding a Series 66 designation and two years of industry experience. Prior to joining Key Investment Services, she worked at Thrivent Financial and Thrivent Investment Management Inc. She also manages cleaning operations as an independent contractor for Johns Manville. Key Investment Services LLC offers wrap-fee advisory programs and model-driven investment options to a diverse client base, including individuals, trusts, estates, charities, corporations, and small businesses. The firm primarily utilizes non-discretionary, model-based wrap programs supported by third-party managers and maintains committees to oversee product due diligence and program suitability.