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Steven Du Charme

Advisor at PFG Advisors

Updated today
PFG Advisors logo

Firm

PFG Advisors

Location

Roswell, NM 88201

Credentials

CFP®, Series 66

Industry experience

4 years

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Fee options

Fixed

Flat fees generally range from $100 to $5,000 for financial planning services

Percentage

$0+: Negotiable up to 1.95% annually (variable fixed, linear or tiered fee schedules) $0+: Maximum fee 1.95% annually

Commissions

Commissions charged by dually licensed IARs through affiliated broker-dealer UPFSA for certain products

Project-based

Hourly rates range from $100 to $1,000

Subscriptions

Subscription-based financial planning fees, negotiated and charged monthly, quarterly, semi-annually or annually

Other

Account minimum: $25,000 Fee-only: Fee-based investment advisory services including asset management and financial planning fees

Work history

United planners

2025 - Present (1 year)

Osaic Wealth, Inc.

2024 - 2025 (1 year)

PFG Advisors

2023 - Present (3 years)

PFG Advisors, LLC

2023 - Present (3 years)

Securities America, Inc.

2023 - 2024 (1 year)

Steven G. DuCharme

2021 - Present (5 years)

Equitable Advisors, LLC

2021 - 2023 (2 years)

Unemployment

2020 - 2021 (1 year)

Hinkle Shanor LLP

2015 - 2020 (5 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Tammie D

Series 66

Roswell, NM

Edward Jones

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General estate planning guidance General retirement planning Wealth management

Steve H

Series 66

Roswell, NM

Edward Jones

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Business ownership considerations General retirement planning General estate planning guidance Founder/Business Owner

Victoria H

Series 66

Roswell, NM

Merrill

Victoria Harman is a Wealth Management Advisor at Merrill Lynch Wealth Management. She focuses on helping clients navigate their financial priorities by offering consultative wealth management services tailored to individual goals and circumstances. Victoria specializes in areas including education planning, family wealth management strategies, retirement income, tax minimization, socially responsible investing, and services for endowments, foundations, and non-profits. Victoria earned her Bachelor of Science degree in Food Science from Texas Tech University. She holds the Chartered Financial Consultant (ChFC) designation and is a Personal Investment Advisor (PIA). Prior to her financial career, she spent seven years as a Territory Manager with US Foods. She is active in the Roswell community through her involvement with Altrusa International of Roswell, NM. In her personal time, Victoria enjoys boating, cooking, fishing, gardening, golfing, reading, skiing, and traveling.

Wealth management Social Security optimization Retirement income strategy Charitable giving & philanthropy Tax-loss harvesting Women Professionals Women's Finance

James M

Series 63, Series 66

Roswell, NM

Edward Jones

Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Wealth management General retirement planning
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Jesse B

Series 63, Series 66

Roswell, NM

Edward Jones

Multi-generational wealth transfer General retirement planning

Mark B

Series 66

Roswell, NM

Merrill

Mark Beeman is the Resident Director at Merrill Lynch Wealth Management. A lifelong resident of New Mexico, Mark grew up in Carlsbad and began his financial career in 2008, joining Merrill Lynch in 2010. Prior to entering the financial industry, he spent 12 years as an educator in the Roswell area. Mark earned a Bachelor of Science degree in Social Studies with an emphasis in History from Eastern New Mexico University in Portales. He holds the Chartered Retirement Planning Counselor (CRPC™) designation from The College for Financial Planning Institutes Corp., as well as the Personal Investment Advisor (PIA) credential. Mark specializes in family wealth management strategies, liquidity management, managing new wealth, and personal retirement planning. He works closely with clients to identify their primary goals, which may include education funding, tax minimization, and retirement asset management, and develops tailored strategies to help build, manage, and preserve their wealth across generations. Outside of his professional role, Mark enjoys outdoor activities such as boating, golfing, hiking, running, and skiing. He lives with his wife, Kate, and their two children, Bailey and Cameron.

General retirement planning General tax planning College savings (529s, UTMA, etc.) Wealth management Parents Mid-Career Professionals
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