PFG Advisors

PFG Advisors provides fee‑based investment advisory and financial planning services to a mix of individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, retirement plans and corporate clients. In addition to traditional portfolio management and planning, the firm offers wrap programs, access to third‑party money managers and platforms (including Schwab Institutional Intelligent Portfolios™ and AssetMark), and an online estate‑planning option through Wealth.com.

Advisors affiliated with PFG develop or select investment strategies and may manage accounts on a discretionary or non‑discretionary basis using individual securities, mutual funds, ETFs, options and model portfolios. The firm uses a combination of top‑down macroeconomic allocation and fundamental/technical analysis, principally implements exposure through index‑based ETFs with periodic rebalancing, and also supports “held‑away” management for employer retirement accounts via a third‑party platform.

PFG’s structure is notable for its distributed advisor network—about 104 advisors operating under numerous separate advisor trade names across many offices—and for multiple strategic platform and referral arrangements that the firm discloses, including shared back‑office services with Dynamic Advisors Solutions, a referral relationship with Capital Group, a recent broker‑dealer transition tied to a forgivable loan from United Planners’ Financial Services of America, and an investment by AssetMark Trust. These third‑party relationships and capital arrangements, as described in the firm’s brochure, are material to how PFG sources model portfolios, platform access and referral compensation and are disclosed as potential conflicts of interest.