Advisor at Falcon Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Falcon Financial
Location
Salisbury, NC 28144
Credentials
Series 66
Industry experience
10 years
Flat fee of $495 for Financial Snapshot financial planning service
$0 - $1,000,000: 1.50% annually $1,000,001 - $2,000,000: 1.25% annually $2,000,001+: 1.00% annually
Associated persons licensed as insurance agents may receive commissions for insurance product sales separate from advisory fees; also registered representative may receive commissions if clients purchase securities through affiliated broker-dealer
$150 to $250 per hour for financial planning and consulting services
Fee-only: Financial planning fees on flat fee or hourly basis, e.g., $495 flat fee for Financial Snapshot plan; $150 to $250 per hour for hourly financial planning
Purshe Kaplan Sterling Investments
2022 - Present (4 years)
Falcon Investments Strategies, LLC
2022 - Present (4 years)
Strategic Planning Group
2019 - 2021 (2 years)
Hornor Townsend & Kent Inc
2019 - 2021 (2 years)
Penn Mutual Life Insurance Co
2019 - 2021 (2 years)
Park Avenue Securities Llc
2015 - 2019 (4 years)
Consolidated Planning
2014 - 2019 (5 years)
Guardian Life Insurance Co
2014 - 2019 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Lexington, NC
Edward Jones
Series 66
Lexington, NC
Edward Jones
CFP®, Series 63, Series 66
Lexington, NC
Edward Jones
Series 66
Salisbury, NC
Edward Jones
Series 66
Lexington, NC
Edward Jones
Series 66
Lexington, NC
Edward Jones
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