Stephanie Knapp
Advisor at Cwm, Llc
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Stephanie Knapp is a financial advisor at CWM, LLC in Omaha, NE, with eight years of industry experience. She holds Series 63 and Series 66 licenses and has worked at firms including Cetera Wealth Services, Securities America Advisors, TD Ameritrade, and Nelnet. Knapp also serves as Director of Client Services for CWM’s Carson Partners and Carson Group Holdings, overseeing relationship managers and associates. CWM, LLC serves a diverse client base including individuals, high-net-worth families, corporations, endowments, and institutional sponsors. The firm offers asset management, financial planning, retirement plan consulting, and sub-advisory services, utilizing discretionary portfolio management supported by an Investment Committee, in-house models, third-party sub-advisors, and technology partners.
Client services
Based on Cwm, Llc
Financial planning
Portfolio management
Selection of other advisers
Sub-advisory services for other investment advisory firms
Sub-advisory services for other investment advisory firms
Expertise
Based on Cwm, Llc
Tax-loss harvesting
ESG / Sustainable investing
Options & derivatives strategies
Private / alternative investments
Retirement income strategy
Fee options
Financial planning fixed fees from $500 to $25,000 or more; flat annual investment management fees billed quarterly
$0+: up to 2.50% +: Sub-Advisory fees up to 1% $50,000+: iCapital additional fees $50,000+: Orion Custom Indexing additional fees $10,000+: 55ip advisory fees (accounts with tax management services must be at least $50,000)
Up to $500 per hour for financial planning services
Location
14600 Branch St.
Omaha, NE 68154
Most active in
Stephanie K has reported serving >5 clients in these states in the last 12 months.
Nebraska
Work history
Cetera Wealth Services, LLC
2022 - Present (4 years)
CWM, LLC DBA Carson Partners
2022 - Present (4 years)
CWM, LLC DBA Carson Group Holdings
2022 - Present (4 years)
Securities America Advisors
2019 - 2022 (3 years)
Securities America, Inc.
2018 - 2022 (4 years)
TD Ameritrade
2016 - 2018 (2 years)
Nelnet
2015 - 2016 (1 year)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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