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Shan Zubair

Advisor at Empirical Wealth management

Updated today
Empirical Wealth management logo

Firm

Empirical Wealth management

Location

Seattle, WA 98101

Credentials

CFP®, Series 65

Industry experience

17 years

About

Shan Zubair is a CFP® and Series 65-licensed financial advisor with 16 years of experience at Empirical Wealth Management in Seattle, WA. He has been with Empirical Financial Services, LLC d/b/a Empirical Wealth Management since 2010. Empirical Wealth Management is an SEC-registered advisory firm managing approximately $6.7 billion for around 2,100 clients through a team of 53 advisors. The firm employs a Modern Portfolio Theory framework using diversified asset classes and Fama–French correlation research to construct portfolios, offering a broad range of services including financial planning, tax preparation, retirement consulting, and access to a private alternative income fund.

Client services

Based on Empirical Wealth management

Financial planning Portfolio management Pension consulting Selection of other advisers
Tax preparation, insurance services, and real estate services

Expertise

Based on Empirical Wealth management

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Income planning Long-term care insurance Retirement income strategy

Occupation focus

Based on Empirical Wealth management

Founder/Business Owner Executive

Fee options

Fixed

Stand-alone financial planning services may be fixed fee; license fee for third-party estate planning tools (may be waived or charged separately)

Percentage

up to 1.00% annually, decreasing with higher asset levels (tiered, negotiable)

Commissions

Insurance services earn commissions from product sales; real estate services earn commissions from transactions

Project-based

Stand-alone financial planning services for non-advisory clients billed hourly or fixed fee; tax preparation may be hourly

Performance-based

Performance-based fee arrangements for qualified clients generally with minimum of $3,000,000 AUM; fee is percentage of capital appreciation net of asset-based fee with high water mark; negotiated individually

Other

Account minimum: $3,000,000 Fee-only: Advisory fees based on assets under management; financial planning fees included for clients above $3,000,000 AUM; additional fees for extraordinary planning for others; tax preparation fees fixed or hourly (separate charge); retirement/pension consulting fees (may be charged separately)

Location

1420 5 Th Ave, Suite 3150

Seattle, WA 98101

Most active in

Alaska · California · Washington

Work history

Empirical Financial Services, Llc D/B/A Empirical Wealth Mgmt

2010 - Present (16 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Gelly L

Series 63, Series 65, Series 7

Seattle, WA

AllianceBernstein L.P.

Beyond the numbers, my work is about stewardship. I’ll be here for the moments that change everything. With Bernstein's experts alongside me, we’ll simplify decisions and create a plan that manages what you’ve built and evolves with your life. My time with the Seattle Seahawks organization left me with a simple standard that still guides how I show up: “Always Compete.” For me, that means treating a client’s goals like they’re my own—preparing relentlessly, getting the details right, anticipating issues early and following through until the job is done. I joined Bernstein because I wanted to serve clients from a place where excellence is the baseline and where the work is as human as it is analytical. I’m wired to ask, “Is this the optimal move?” Bernstein’s depth of thinking, team-based approach and commitment to long-term relationships aligned with how I naturally serve—consistently thoughtful, tenacious, and deeply client‑centric. I’m also drawn to roles where you’re trusted to represent something bigger than yourself, whether it’s community-facing work with the Seahawks or now as an advisor. That responsibility keeps me grounded; it’s about earning trust, protecting what clients have built and helping them make confident decisions at the moments that matter most. Some of my earliest perspective on resilience and resourcefulness came from my family’s roots in the Philippines. Growing up, I heard stories of making do with very little, even hand‑pumping water from a ground well in my parents’ village just to cook or bathe. That upbringing didn’t just teach gratitude, it also emphasized responsibility. It shaped my values early: don’t take opportunities for granted, do what you say you’ll do, and use success to take care of people. Having built a company myself, I understand the pressure experienced by entrepreneurs, who are constantly weighing risks, trade-offs and responsibilities. That background helps me empathize with business owners, executives and families who balance opportunity with complexity. And I know how freeing it is to move forward with clarity from a set of optimal decisions, especially for founders, athletes and entertainers contemplating a “second act.”

Wealth management Cross-border & expatriate issues Real estate investing General retirement planning Concentrated stock management Financial Professional FIRE (Financial Independence Retire Early) Established Professionals Approaching retirement Female Executives Women Business Owners
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Kathleen G

Series 63, Series 66

Bainbridge Island, WA

Gallagher Capital Corp.

Active portfolio management Income planning General retirement planning
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Huihwan Y

Series 63, Series 65

Kirkland, WA

Waterhill Capital, LLC

Active portfolio management Concentrated stock management
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Steven K

CFA®, Series 63

Seattle, WA

Informed Investors Group

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Shamus M

CFA®

Seattle, WA

Red Haven Advisors, LLC

Options & derivatives strategies Tax-loss harvesting Cash flow / budgeting General tax planning
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Shai W

Series 65

Suquamish, WA

Shai Weinbaum Investment Management

Active portfolio management
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