Advisor at OSAIC Institutions, INC.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
OSAIC Institutions, INC.
Location
Connellsville, PA 15425
Credentials
Series 63, Series 65
Industry experience
5 years
Fixed or flat fees for financial planning and consulting services up to $20,000; ERISA plan fixed fees up to $100,000
$0+: Negotiable up to 2.50% maximum annually for customized advisory services $0+: Up to 1.25% for ERISA plan services (negotiable) $0+: Up to 1.25% for retirement plan services (negotiable)
Commissions earned on securities and insurance products sold; trail fees may offset advisory fees on annuities; structuring fees up to 0.65% on structured products
Financial planning and consulting hourly fees generally range from $50 to $750 per hour; ERISA plan hourly fees up to $300 per hour
Fee-only: Financial planning hourly fees range from $50 to $750 per hour; fixed fees up to $20,000 depending on complexity; ERISA plan hourly fees up to $300 per hour; fixed fees up to $100,000 for ERISA plans
Osaic Institutions, Inc.
2025 - Present (1 year)
Mid Penn Bank
2025 - Present (1 year)
Edward Jones
2024 - 2025 (1 year)
Unemployed
2023 - 2024 (1 year)
First National Bank of PA
2022 - 2023 (1 year)
Cetera Investment Advisers LLC
2022 - 2023 (1 year)
Citizens Securities, Inc.
2021 - 2022 (1 year)
Brookstone Capital Management
2020 - 2021 (1 year)
Massmutual
2020 - 2020 (1 year)
NY Life Securities LLC
2019 - 2019 (1 year)
FIRST NATIONAL BANK
2018 - 2020 (2 years)
PNC BANK
2007 - 2018 (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Uniontown, PA
Edward Jones
CFP®, Series 66
Scottdale, PA
Innovate Wealth
ChFC®, Series 63, Series 65
Uniontown, PA
Chicago Capital Management Advisors, LLC
CFP®, Series 66
Uniontown, PA
Janney Montgomery Scott
Series 66
Uniontown, PA
Janney Montgomery Scott
CFP®, Series 63, Series 65
Uniontown, PA
Janney Montgomery Scott
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