Advisor at Planmember Securities Corporation
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Planmember Securities Corporation
Location
Carpinteria, CA 93013
Credentials
Series 63
Industry experience
35 years
Based on Planmember Securities Corporation
6187 Carpinteria Avenue
Carpinteria, CA 93013
California
PlanMember Securities Corporation
2017 - Present (9 years)
Rancho Mirage Property Owners Association
2014 - Present (12 years)
Lincoln Investment
2000 - 2017 (17 years)
Rooney Group, Inc. dba Teachers Tax Service
1990 - Present (36 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Santa Barbara, CA
Double Springs Capital LLC
Series 65
Santa Barbara, CA
Montecito Investment Strategies
Series 63, Series 65
Santa Barbara, CA
Peckham, David A
CFA®, Series 63
Santa Barbara, CA
Placera Capital Management LLC
Series 63, Series 66
Ventura, CA
Bankers Investment Counseling
Series 66
Santa Barbara, CA
Ironcrest Capital Management LLC
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