Advisor at Riggs Asset Management Co Inc
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Riggs Asset Management Co Inc
Location
Bolivia, NC
Credentials
Series 63, Series 65
Industry experience
43 years
Based on Riggs Asset Management Co Inc
Based on Riggs Asset Management Co Inc
Fixed charge for family office services, amount negotiated individually
$0 - $5,000,000: 1.0% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $15,000,000: 0.75% $15,000,001+: Negotiable
$300 per hour for investment advice not involving investment management
Minimum fee: $1,500 per account per year minimum on sub-advisory fee Fee-only: Annual investment management fee based on assets under management; hourly consulting at $300/hour; fixed charge for family office services (amount individualized)
Bolivia, NC
North Carolina · Pennsylvania · Texas · Virginia
Riggs Asset Management Company, Inc.
1990 - Present (36 years)
Riggs Asset Management Company, Inc.
1990 - Present (36 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Wilmington, NC
Harborside Capital
Series 66
Wilmington, NC
Neuse River Capital, LLC
CFP®, Series 65
Carolina Beach, NC
Cadger Tax and Financial Inc.
Series 63, Series 65, Series 66
Wilmington, NC
Coastal Capital Management, LLC
CFP®, Series 63
Wilmington, NC
Rushwald, Mark Steven
CFP®, Series 66
Wilmington, NC
Shammas Financial Planning
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")