Advisor at Neuse River Capital, LLC
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Firm
Neuse River Capital, LLC
Location
Wilmington, NC
Credentials
Series 66
Industry experience
18 years
Douglas Isenberg is the sole advisor at Neuse River Capital, LLC, an independent firm based in Wilmington, NC. He holds a Series 66 designation and has 18 years of industry experience. Prior to founding Neuse River Capital in 2011, he developed a combined JD/MBA background. Outside of his advisory role, Isenberg maintains a separate practice in life coaching. Neuse River Capital provides discretionary portfolio management primarily for individual households, trusts, estates, and charitable organizations, with a focus on customizing asset allocations according to client-specific risk tolerance, income needs, and tax considerations. The firm employs both fundamental and technical analysis across various investment vehicles and offers paid analysis of held-away assets while relying on an institutional custodian for trade execution and operational support.
Based on Neuse River Capital, LLC
$250 annual fee for advisory services on held-away assets (e.g., 401k accounts), may be invoiced separately or deducted from account
$0 - $1,000,000: 0.75% annually (0.1875% quarterly) $1,000,001 - $10,000,000: 0.50% annually (0.1250% quarterly) $10,000,001+: 0.25% annually (0.0625% quarterly)
Account minimum: $100,000 Minimum fee: $750 minimum annual fee for discretionary assets under management Fee-only: Blended percentage of AUM fee based on tiers as above, billed quarterly in arrears; minimum annual fee $750
Wilmington, NC
Arizona · North Carolina
Neuse River Capital, LLC
2011 - Present (15 years)
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