Advisor at Principal Asset Management
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Firm
Principal Asset Management
Location
Jefferson, IA
Credentials
Series 66
Industry experience
15 years
Richard Webb is a financial advisor at Principal Asset Management with 15 years of industry experience. He holds a Series 66 designation and has been with Principal Asset Management since 2016. Webb is also an equity investor and limited partner in a brewery in Houston, Texas, though he does not participate in its operations. Principal Asset Management is a global asset manager serving a diverse client base including institutional and individual investors. The firm offers a range of portfolio management services and investment vehicles, combining fundamental research with quantitative and systematic strategies across multiple asset classes.
Based on Principal Asset Management
Based on Principal Asset Management
Fixed fees for certain asset allocation or one-time services, typically $1,500 to $2,500.
$0 - $50 million: varies by strategy, e.g., 0.60% - 0.85% $50 million - $100 million: lower tier rates, e.g., 0.55% - 0.75% $100 million+: lowest tier rates, e.g., 0.40% - Negotiable $0 - $150 million: Fixed Income tiered rates, e.g., 0.08% - 0.50% $150 million+: Lower rates, e.g., 0.04% - 0.45% $0 - $5 million: Asset Allocation tiered rates, e.g., 0.45% - 0.10% $5 million - $20 million: lower tier rates, e.g., 0.42% - 0.04% $20 million+: lowest tier rates, e.g., 0.39% - 0.02%
Performance fees available and negotiated individually, e.g., 15% performance fee with 6% hurdle for certain credit strategies.
Account minimum: $10 million to $50 million depending on strategy (equities), generally $25 million to $50 million (fixed income), and $100,000 for Separately Managed Accounts (SMA programs). Fee-only: Fixed fees for asset allocation strategies typically $1,500 to $2,500 per allocation.
Jefferson, IA
Iowa
Principal Asset Management
2016 - Present (10 years)
Principal Funds Distributor, INC
2014 - Present (12 years)
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Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Jefferson, IA
LPL Financial
Series 66
Perry, IA
Edward Jones
CFP®, Series 63, Series 65
Jefferson, IA
LPL Financial
Series 63, Series 65
Jefferson, IA
LPL Financial
Series 63, Series 65
Jefferson, IA
LPL Financial
Series 63, Series 66
Waukee, IA
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