Advisor at Capital Investment Counsel Inc
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Firm
Capital Investment Counsel Inc
Location
Raleigh, NC 27609
Credentials
Series 63
Industry experience
32 years
Richard Battle is a financial advisor at Capital Investment Counsel Inc with 32 years of industry experience. He holds a Series 63 designation and has worked at Capital Investment Counsel, Inc. since 1993 and Capital Investment Brokerage, Inc. since 1997. Outside of his advisory role, he serves as president of the 2500 Club, a social dance club in Raleigh, NC, and as president of the Lakeview Ridge Homeowners Association. Capital Investment Counsel, Inc. is a registered investment adviser providing discretionary, individually tailored portfolio management and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, corporations, trusts, and estates. The firm follows a contrarian investment philosophy focused on financially strong, cash-rich companies selling at low valuations, complemented by fixed-income holdings, and offers customized portfolios aligned with client objectives.
$0 - $500,000: 1.75% $500,001 - $1,500,000: 1.50% $1,500,001 - $3,000,000: 1.25% $3,000,001+: Negotiable
Clients pay trading costs or commissions, which may be paid to affiliated brokers; registered representatives may receive commissions on securities transactions
Account minimum: $100,000 Minimum fee: $500 annual minimum fee, may be waived at management's discretion Fee-only: Advisory fees based on asset management; financial planning fees are negotiable and in addition to advisory fees
100 E. Six Forks Road, Suite 200
Raleigh, NC 27609
North Carolina
Capital Investment Brokerage, Inc.
1997 - Present (29 years)
Capital Investment Counsel, Inc.
1993 - Present (33 years)
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Real estate agent
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Other specialized services
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