Richard Jones
Advisor at SoFi Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
SoFi Wealth LLC
Location
Cottonwood Heights, UT 84121
Credentials
Series 63, Series 66
Industry experience
19 years
About
Richard Jones is a financial advisor at SoFi Wealth LLC with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at TD Ameritrade Inc. since 2013. SoFi Wealth provides automated investment management and digital advice primarily to individual investors through online and mobile platforms. The firm manages client assets using model portfolios of mutual funds and ETFs, employing proprietary software and remote planner interactions to serve a large retail client base.
Client services
Based on SoFi Wealth LLC
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
Based on SoFi Wealth LLC
College savings (529s, UTMA, etc.)
ESG / Sustainable investing
Private / alternative investments
Fee options
0.25% annually (wrap fee)
Location
2750 E Cottonwood Parkway Suite 300
Cottonwood Heights, UT 84121
Most active in
Richard J has reported serving >5 clients in these states in the last 12 months.
Utah
Work history
TDAmeritrade Inc.
2013 - Present (13 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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