Advisor at East Rock Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
East Rock Financial Services, LLC
Location
Santa Cruz, CA
Credentials
CFP®, Series 63
Industry experience
13 years
Rebecca Contin is a CFP® with 13 years of industry experience, currently serving as an advisor at East Rock Financial Services, LLC since 2013. She holds the Series 63 designation and is based in Santa Cruz, CA. Outside of financial advising, she is a director at Contin Seeds, a hybrid seed development company. East Rock Financial Services provides investment management and financial planning primarily to individuals, high-net-worth clients, trusts, and estates. The firm emphasizes asset allocation, diversification, and comprehensive financial planning, dedicating significant time to insurance, estate planning, budgeting, and tax management through fixed-fee planning engagements.
Based on East Rock Financial Services, LLC
$4,750 to $6,750 for financial plan preparation
$0 - $1,000,000: 0.75% $1,000,000 - $10,000,000: 0.50% $10,000,000 - $15,000,000: 0.25% $15,000,000+: 0.10%
$300-$400 per hour
Account minimum: $1,333,333.34 Minimum fee: $4,000 minimum quarterly fee for clients joining after March 2019
Santa Cruz, CA
California
East Rock Financial Services, LLC
2013 - Present (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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