Advisor at FullGuards Financial
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Firm
FullGuards Financial
Location
Santa Cruz, CA 95062
Credentials
Series 63, Series 65
Industry experience
27 years
Mercy Tanudjojo is a financial advisor at FullGuards Financial with 27 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Ameriprise Financial Services, Inc. for 25 years. Mercy has been with FullGuards Financial since 2023. FullGuards Financial provides advisory services to individuals, qualified retirement plans, and nonprofit entities, offering financial planning, investment supervisory services, and retirement plan consulting. The firm uses asset allocation models based on Modern Portfolio Theory and employs fundamental, technical, and cyclical analysis across a range of risk profiles, allowing clients to set investment constraints and choose discretionary or non-discretionary arrangements.
Based on FullGuards Financial
Based on FullGuards Financial
Financial planning fees typically range from $2,000 to $8,000 per year on a flat fee basis
$0 - $300,000: 1.20% $300,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.55% $10,000,001+: 0.40%
$250 per hour in 15-minute increments
Account minimum: $500 Fee-only: Financial planning fees typically range from $2,000 to $8,000 per year on a flat fee basis; hourly consulting fee is $250 per hour in 15-minute increments.
340 Soquel Ave, Suite 110
Santa Cruz, CA 95062
California · Oregon
FullGuards Financial
2023 - Present (3 years)
Unemployed
2023 - 2023 (1 year)
Ameriprise Financial Services, Inc.
1998 - 2023 (25 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
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