Advisor at Springwater Advisors, LLC
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Firm
Springwater Advisors, LLC
Location
Corpus Christi, TX 78401
Credentials
Series 63, Series 65
Industry experience
53 years
Phillip Plant is a financial advisor at Springwater Advisors, LLC with over 53 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Springwater Advisors since 2009. Plant also has extensive experience with Herndon Plant Oakley entities, where he has held various roles since 1998. Outside of his advisory work, he serves as a board member and managing partner in multiple investment-related ventures. Springwater Advisors provides discretionary portfolio management, financial and estate planning, and portfolio consulting for individuals, high-net-worth clients, and charitable organizations. The firm employs a diversified investment approach using fundamental, technical, charting, and cyclical analysis, and offers access to sub-managers while managing client accounts on a discretionary basis.
Based on Springwater Advisors, LLC
Based on Springwater Advisors, LLC
$1,000,001 - $5,000,000: 1.00% (Equity & Balanced) $5,000,001 - $15,000,000: 0.75% (Equity & Balanced) $15,000,001 - $50,000,000: 0.50% (Equity & Balanced) $1,000,000 - $5,000,000: 0.75% (Fixed Income - High Income Strategy) $5,000,001 - $15,000,000: 0.65% (Fixed Income - High Income Strategy) $15,000,001 - $50,000,000: 0.50% (Fixed Income - High Income Strategy) $1,000,000 - $15,000,000: 0.25% (Fixed Income - Conservative Strategy) $15,000,001 - $50,000,000: 0.15% (Fixed Income - Conservative Strategy)
Advisory representatives may receive commissions via affiliated broker-dealer on non-wrap accounts, mutual fund 12b-1 fees, insurance commissions, and brokerage commissions.
Account minimum: $1,000,000 Minimum fee: Financial and Estate Planning fees range from $1,000 to $20,000; Portfolio Consulting fees range from $20,000 to $80,000 annually Fee-only: Financial and Estate Planning fees and Portfolio Consulting fees are fixed fees, negotiated per client
800 North Shoreline Blvd., Suite 2200 South
Corpus Christi, TX 78401
Florida · Kansas · Texas
Springwater Advisors, LLC
2009 - Present (17 years)
Herndon Plant Oakley Insurance Agency Lc
2001 - Present (25 years)
Herndon Plant Oakley Inc.
1998 - Present (28 years)
Herndon Plant Oakley, Ltd.
1998 - Present (28 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Corpus Christi, TX
Oak Tree Wealth Management
Series 63, Series 65
Corp Christi, TX
JMJRG, Inc. dba Strategic Wealth Management Group
Series 63, Series 65
Corpus Christi, TX
Oak Tree Wealth Management
Series 66
Corpus Christi, TX
Investment Strategies, L.L.C.
Series 66
Corpus Christi, TX
Investment Strategies, L.L.C.
CFP®, Series 63, Series 65
Corpus Christi, TX
Springwater Advisors, LLC
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