Advisor at Independent Investment Advisor, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Independent Investment Advisor, LLC
Location
Campton Hills, IL
Credentials
Series 65
Industry experience
1 year
Phillip Baumann is a Series 65-licensed financial advisor at Independent Investment Advisor, LLC with five years of experience in investment advisory services and additional experience in accounting through his work at BL Management One, LLC. Prior to his advisory and accounting roles, he spent ten years at Windy City Harley Davidson. Outside of his advisory work, he provides accounting services. Independent Investment Advisor, LLC is a state-registered firm serving individuals, high-net-worth clients, and business entities with customized portfolio management. The firm employs multiple analytical methods and offers discretionary management, including strategies involving options and short sales, with client risk tolerance documented in Investment Policy Statements.
Based on Independent Investment Advisor, LLC
Annual fee of 2.00% of assets under management plus 20.00% performance fee on capital appreciation for qualified clients
Campton Hills, IL
Illinois
Independent Investment Advisor, LLC
2021 - Present (5 years)
BL Management One, LLC
2017 - Present (9 years)
Windy City Harley Davidson
2007 - 2017 (10 years)
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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