Advisor at Rockefeller Financial LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Rockefeller Financial LLC
Location
Palm Beach Gardens, FL 33410
Credentials
Series 63, Series 65
Industry experience
40 years
Based on Rockefeller Financial LLC
Based on Rockefeller Financial LLC
Flat fees charged for certain financial planning reports and analyses
$0+: up to 2% annually for Non-Discretionary Investment Advisory and Consulting Services $0+: up to 1.25% annually for Retirement Plan Services (asset-based fee) $0+: up to 0.60% annually for Rockefeller Personalized Portfolios program fee (based on average daily balance)
Commission or transaction-based compensation for brokerage services and distribution fees/placement fees for certain alternative investments
Hourly rates charged for financial planning services, if applicable
Minimum fee: No minimum fee for Non-Discretionary Investment Advisory and Consulting Services; $5,000 minimum annual fee for Retirement Plan Services Fee-only: Flat fees or hourly fees for Financial Planning Services, negotiable and vary based on scope
3835 Pga Boulevard, Suite 401
Palm Beach Gardens, FL 33410
Florida · Texas
Rockefeller Capital Management
2024 - Present (2 years)
Rockefeller Financial llc
2021 - Present (5 years)
Truist Advisory Services
2021 - 2021 (1 year)
Truist Investment Services, INC.
2021 - 2021 (1 year)
Bb&T Securities, Llc
2013 - 2021 (8 years)
Scott & Stringfellow, Llc
2009 - 2021 (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Series 63, Series 65
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Series 65
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Series 63, Series 65
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Patriot Securities LLC
Series 63, Series 65
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Wintrice Money Advisors, LLC
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