Advisor at Spire Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Spire Wealth Management, LLC
Location
Colorado Springs, CO
Credentials
CFP®, Series 63, Series 65
Industry experience
19 years
Penny Frank is a CFP® professional with 19 years of industry experience, currently serving at Spire Wealth Management, LLC. She previously worked with United Capital Financial Advisers, LLC and has experience in health care and realty sectors. Penny is also a licensed insurance agent for life, health, and annuity products. Spire Wealth Management, LLC provides investment advisory services to individuals, corporations, trusts, and retirement plans, employing a range of strategies including passive, active, and hybrid tax-aware allocations. The firm offers financial planning, manager-of-managers programs, and access to model portfolios with proprietary risk overlays through its affiliate Corbett Road Capital Management.
Based on Spire Wealth Management, LLC
Based on Spire Wealth Management, LLC
Financial planning fees may be charged on a fixed fee basis depending on arrangement.
0.02% to 2.25% annually
Commission compensation from securities sales through affiliated broker-dealer or insurance commissions may apply separately; no advisory fees charged in addition to commissions on those sales.
Financial planning fees typically charged on an hourly basis; specific amounts negotiated with client.
Financial planning fees may also be charged on a subscription basis; details vary by advisor.
Account minimum: $25,000
Colorado Springs, CO
Colorado · Texas
Spire Investment Partners
2023 - Present (3 years)
United Capital Financial Advisers, LLC
2018 - 2023 (5 years)
Flying Horse Realty
2017 - 2023 (6 years)
USHealth Advisors
2016 - 2016 (1 year)
Bayada Home Health Care
2014 - 2016 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Colorado Springs, CO
Replica Wealth Advisors Inc
CFP®, Series 63, Series 65
Colorado Springs, CO
First Light Financial
Series 63, Series 65, Series 66
Colorado Springs, CO
Cobalt Private Wealth LLC
ChFC®, Series 65
Colorado Springs, CO
Cornerstone Financial Planning
Series 65
Colorado Springs, CO
Sparks Capital Management
Series 65
Colorado Springs, CO
Prosper Financial
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