Advisor at Synergy Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Synergy Asset Management, LLC
Location
Glendale, AZ
Credentials
Series 63, Series 65, Series 66
Industry experience
29 years
Paul Phillips is a financial advisor at Synergy Asset Management, LLC with 29 years of industry experience. He holds Series 63, 65, and 66 licenses and has been associated with FINRA and TD Ameritrade since 2009. Outside of advising, he serves as a FINRA arbitrator and leases intellectual property to nonprofit organizations. Synergy Asset Management provides wealth management and financial planning services to a diverse client base, including individuals, business owners, trusts, and retirement plans. The firm employs a combination of fundamental, technical, and quantitative strategies across various asset classes and offers customized portfolio management and advisory services.
Based on Synergy Asset Management, LLC
Based on Synergy Asset Management, LLC
Based on Synergy Asset Management, LLC
Flat fees or fees based on assets may be negotiated for standalone financial planning services; specific amounts not stated.
$0 - $3,000,000: 1.00% $3,000,000 - $5,000,000: 0.75% Over $5 million+: 0.50%
Flat fee or hourly rate may be negotiated for financial planning services when provided separately; specific amounts not stated.
25% performance fee with high-water mark charged to qualified clients investing in affiliated private funds.
$30 annual technology fee applied to third-party asset management client accounts.
Glendale, AZ
Arizona
Synergy Asset Management, LLC
2023 - Present (3 years)
Finra
2009 - Present (17 years)
TDAmeritrade INC
2009 - 2021 (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Fund sponsor
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Real estate agent
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Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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